Are you ready to thrive with a spectacular company? Join our team as our Risk and Compliance Manager. Here’s what you’ll do:
Position Overview
The Risk and Compliance Manager develops and maintains a comprehensive Enterprise Risk Management program to ensure compliance of the Credit Union with NCUA rules, regulations, and statutory requirements. In coordination with the Executive Officers, directs policy development and legal compliance for the institution. Acts as the organization’s Bank Secrecy Act Officer and Compliance Risk Officer. Monitors and analyzes developing trends and changes in regulatory compliance, laws, rules, and regulations and advises Senior Management and the Credit Union’s Supervisory Committee of the operational impacts. Leads and provides professional development coaching to a staff of three Compliance personnel.
What qualities are we looking for in a Risk and Compliance Manager?
Risk Assessment Capabilities
Attention to Detail
Critical Thinker and Problem Solver
Organizational Skills
Communication Skills
Demonstrate leadership and credibility.
Self-Motivated
Relationship-building skills.
High level of respect and trust.
Exceptional Organization
Excellent Communication
The position’s essential duties include the following:
NCUA rules, regulations, and statutory requirements
Regulation requirements and best practices of the Credit Union’s external CPA auditors
Ability to find the credit union’s third-party compliance consultant.
Conducts internal compliance risk reviews and Quality Control audits.
Coordinates testing efforts with internal departments and other testing functions within the Credit Union to share information.
Serves as the Credit Union’s Risk and BSA/AML Compliance Officer
Reviews CTRs, SARs, and large currency reports.
Maintains the BSA Exemption List
Process FINCEN requests for information
Develop, implement, and monitor annual educational compliance training programs.
Must comply with applicable laws and regulations, including but not limited to the Bank Secrecy Act, USA Patriot Act, and the Office of Foreign Assets Control.
The education required for this role.
A college degree
This hybrid position requires you to come into the office—applicants within the DMV are encouraged to apply.
Join a culture of excellence with a rewarding career at Spectra Credit Union.
Seniority level
Mid-Senior level
Employment type
Full-time
Job function
Finance and Sales
Industries
Financial Services
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