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Securities Home

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Welcome to the Colorado Division of Securities

The Division of Securities exists to protect investors and maintain confidence in the securities market, while avoiding unreasonable burdens on the marketplace by licensing securities professionals, enforcing securities law violations, and helping Coloradans become more informed investors.

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Enforcement Actions

Archived Enforcement Actions

Alerts, Press Releases, and Articles

  2022-2024: Alerts, Press Releases, and Articles

2020-2021: Alerts, Press Releases, and Articles

Archived: Alerts, Press Releases, and Articles

Boards and Public Notices

Colorado Securities Board

Public Notices

Rulemaking Notices & Opinions

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Newsroom

Daniel Levine from Castle Rock scammed elderly investors, used proceeds for gambling debt
Unlicensed investment advisers alleged to be operating fake investment advisory firms
Plus, beware of the latest online investment scams.